UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
FINANCE OF AMERICA COMPANIES INC.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
31738L107
(CUSIP Number)
John G. Finley
Blackstone Inc.
345 Park Avenue
New York, New York 10154
Tel: (212) 583-5000
with a copy to:
Joshua Ford Bonnie
William R. Golden III
Simpson Thacher & Bartlett LLP
900 G Street, N.W.
Washington, D.C. 20001
Tel: (202) 636-5500
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
April 1, 2022
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
BTO Urban Holdings L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund II NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund A (RA) NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund I NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund S NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund C NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund L NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund O NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund N NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund U NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund II C NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Fund T NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
BTAS NQ Holdings L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Associates NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
BTOA NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Holdings II L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
50,122,895 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
50,122,895 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
50,122,895 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.2% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
BTAS Associates NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Family GP L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
49,836,805 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
49,836,805 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
49,836,805 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.0% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
286,090 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
286,090 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
286,090 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
0.5% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
BTO-NQ Side-by-Side GP L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
286,090 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
286,090 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
286,090 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
0.5% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
BTO Urban Holdings II L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
21,813,834 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
21,813,834 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
21,813,834 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
35.9% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Tactical Opportunities Associates L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
21,813,834 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
21,813,834 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
21,813,834 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
35.9% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
BTOA L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
21,813,834 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
21,813,834 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
21,813,834 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
35.9% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Holdings III L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
21,813,834 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
21,813,834 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
21,813,834 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
35.9% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Holdings III GP L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
21,813,834 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
21,813,834 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
21,813,834 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
35.9% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Holdings III GP Management L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
21,813,834 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
21,813,834 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
21,813,834 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
35.9% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Holdings I/II GP L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
50,122,895 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
50,122,895 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
50,122,895 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
45.2% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Inc. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
71,936,729 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
71,936,729 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
71,936,729 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
64.8% | |||||
14. | Type of Reporting Person (See Instructions)
CO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Blackstone Group Management L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
71,936,729 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
71,936,729 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
71,936,729 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
64.8% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
CUSIP NO. 31738L107
1. |
Names of Reporting Persons.
Stephen A. Schwarzman | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
United States |
Number of shares beneficially owned by each reporting person with:
|
7. | Sole Voting Power
71,936,729 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
71,936,729 | |||||
10. | Shared Dispositive Power
0 |
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
71,936,729 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
64.8% | |||||
14. | Type of Reporting Person (See Instructions)
IN |
This Amendment No. 2 (Amendment No. 2) to Schedule 13D relates to the Class A common stock, par value $0.0001 per share (the Class A Common Stock), of Finance of America Companies Inc., a Delaware corporation (the Issuer), and amends and supplements the initial statement on Schedule 13D filed on August 26, 2021 as amended by the Amendment No. 1 to the Schedule 13D filed on October 1, 2021 (as so amended, the Schedule 13D). Except as specifically amended by this Amendment No. 2, the Schedule 13D remains in full force and effect. The principal executive offices of the Issuer are located at 5830 Granite Parkway, Suite 400, Plano, Texas 75024. Capitalized terms used but not defined in this Amendment No. 2 shall have the same meanings ascribed to them in the Schedule 13D.
Item 1. | Security and Issuer |
Item 1 of the Schedule 13D is hereby amended and restated as follows:
This Schedule 13D (this Schedule 13D) relates to the Class A common stock, par value $0.0001 per share (the Class A Common Stock), of Finance of America Companies Inc., a Delaware corporation (the Issuer). The principal executive offices of the Issuer are located at 5830 Granite Parkway, Suite 400, Plano, Texas 75024.
Item 2. | Identity and Background |
Item 2 of the Schedule 13D is hereby amended by incorporating herein by reference the information set forth on the updated Schedule I attached hereto.
Item 5. | Interest in Securities of the Issuer |
Item 5(a)-(c) of the Schedule 13D is hereby amended and restated as follows:
(a) and (b) Calculations of the percentage of the shares of Class A Common Stock beneficially owned assumes that there were 60,815,569 shares of Class A Common Stock outstanding as of March 11, 2022, based on information set forth in the Issuers Annual Report on Form 10-K filed by the Issuer on March 15, 2022, and takes into account any shares of Class A Common Stock underlying FoA Units held by each of the Reporting Persons, as applicable.
The aggregate number and percentage of the Class A Common Stock beneficially owned by each Reporting Person and, for each Reporting Person, the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition are set forth on rows 7 through 11 and row 13 of the cover pages of this Schedule 13D and are incorporated herein by reference.
The Reporting Persons beneficially own an aggregate of 71,936,729 shares of Class A Common Stock, which represents 64.8% of the outstanding Class A Common Stock, as calculated pursuant to Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the Exchange Act), based on the following: BTO Urban Holdings L.L.C. beneficially owns 49,836,805 shares of Class A Common Stock which would be received upon conversion of 49,836,805 FoA Units, Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. beneficially owns 286,090 shares of Class A Common Stock which would be received upon conversion of 286,090 FoA Units and BTO Urban Holdings II L.P. holds 21,813,834 shares of Class A Common Stock.
BTO Urban Holdings L.L.C. is owned by the Blackstone Tactical Opportunities Funds, BTAS NQ Holdings L.L.C. and Blackstone Family Tactical Opportunities Investment Partnership SMD L.P.
The general partner of each of the Blackstone Tactical Opportunities Funds is Blackstone Tactical Opportunities Associates NQ L.L.C. The sole member of Blackstone Tactical Opportunities Associates NQ L.L.C. is BTOA NQ L.L.C. The managing member of BTOA NQ LLC is Blackstone Holdings II L.P. The managing member of BTAS NQ Holdings L.L.C. is BTAS Associates NQ L.L.C. The managing member of BTAS Associates NQ L.L.C. is Blackstone Holdings II L.P.
The general partner of Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. is Blackstone Family GP L.L.C. Blackstone Family GP L.L.C. is wholly owned by Blackstones senior managing directors and controlled by its founder, Mr. Schwarzman.
The general partner of Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. is BTO-NQ Side-by-Side GP L.L.C. The sole member of BTO-NQ Side-by-Side GP L.L.C. is Blackstone Holdings II L.P.
The general partner of BTO Urban Holdings II L.P. is Blackstone Tactical Opportunities Associates L.L.C. The managing member of Blackstone Tactical Opportunities Associates L.L.C. is BTOA L.L.C. The managing member of BTOA L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C.
Blackstone Holdings I/II GP L.L.C. is the general partner of Blackstone Holdings II L.P. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstones senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission that any Reporting Person is the beneficial owner of the Class A Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose and each of the Reporting Persons expressly disclaims beneficial ownership of such shares of Class A Common Stock.
Any beneficial ownership of Class A Common Stock by any of the persons listed on Schedule I to the Schedule 13D is set forth on Schedule I to the Schedule 13D.
By virtue of the Stockholders Agreement (as defined below), the Reporting Persons and Brian Libman and his affiliates are deemed to be members of a group for purposes of Section 13(d) of the Exchange Act. Mr. Libman and his affiliates are filing a separate Schedule 13D to report the Class A Common Stock that they may be deemed to beneficially own. Collectively, the Reporting Persons and Mr. Libman and his affiliates may be deemed to beneficially own in the aggregate 144,384,723 shares of Class A Common Stock, representing 78.9% of the outstanding Class A Common Stock, calculated pursuant to Rule 13d-3 of the Exchange Act.
(c) Pursuant to the LTIP Award Settlement Agreement described in Item 6 to the Schedule 13D, certain equityholders of the Issuer and Finance of America Equity Capital LLC are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer.
In connection with the Issuers settlement of restricted stock units into shares of Class A Common Stock and pursuant to the LTIP Award Settlement Agreement, (i) on March 4, 2022, BTO Urban Holdings L.L.C. delivered 6,814 shares of Class A Common Stock, Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. delivered 39 shares of Class A Common Stock and BTO Urban Holdings II L.P. delivered 2,983 shares of Class A Common Stock and (ii) on April 1, 2022, BTO Urban Holdings L.L.C. delivered 1,461,604 shares of Class A Common Stock (839,115 of such shares received upon conversion of an equal number of FoA Units), Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. delivered 8,390 shares of Class A Common Stock (4,816 of such shares received upon conversion of an equal number of FoA Units) and BTO Urban Holdings II L.P. delivered 639,752 shares of Class A Common Stock, in each case to the Issuer.
SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: April 5, 2022
BTO Urban Holdings L.L.C. | ||
By: | /s/ Menes Chee | |
Name: Menes Chee | ||
Title: Manager | ||
Blackstone Tactical Opportunities Fund NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer
Blackstone Tactical Opportunities Fund II NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund A (RA) NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer |
Blackstone Tactical Opportunities Fund I NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund S NQ L.P., By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund C NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates NQ | ||
L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund L NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund O NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer |
Blackstone Tactical Opportunities Fund N NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C, its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund U NQ L.L.C. By: Blackstone Tactical Opportunities Associates NQ L.L.C., its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund II C NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C., its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund T NQ L.P. By: Blackstone Tactical Opportunities Associates NQ L.L.C., its general partner By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
BTAS NQ Holdings L.L.C. By: BTAS AssociatesNQ L.L.C., its managing member By: BTOA-NQ L.L.C., its sole member | ||
By: | /s/ Christopher Striano | |
Name: Christopher Striano Title: Senior Managing Director |
Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. By: Blackstone Family GP L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director | ||
Blackstone Tactical Opportunities Associates NQ L.L.C. By: BTOA NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
BTOA NQ L.L.C. | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Holdings II L.P. By: Blackstone Holdings I/II GP L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director | ||
BTAS Associates NQ L.L.C. By: BTOA-NQ L.L.C., its sole member | ||
By: | /s/ Christopher Striano | |
Name: Christopher Striano Title: Senior Managing Director | ||
Blackstone Family GP L.L.C. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director |
Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. By: BTO-NQ Side-by-Side GP L.L.C. | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
BTO-NQ Side-by-Side GP L.L.C. | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
BTO Urban Holdings II L.P. By: Blackstone Tactical Opportunities Associates LLC, its general partner By: BTOA L.L.C., its managing member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Associates LLC By: BTOA L.L.C., its managing member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
BTOA L.L.C. | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James Title: Chief Operating Officer | ||
Blackstone Holdings III L.P. | ||
By: Blackstone Holdings III GP L.P., its general partner By: Blackstone Holdings III GP Management L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director |
Blackstone Holdings III GP L.P. By: Blackstone Holdings III GP Management L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director | ||
Blackstone Holdings III GP Management L.L.C. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director | ||
Blackstone Holdings I/II GP L.L.C. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director | ||
Blackstone Inc. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director | ||
Blackstone Group Management L.L.C. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi Title: Senior Managing Director | ||
Stephen A. Schwarzman | ||
/s/ Stephen A. Schwarzman |
SCHEDULE I
Executive Officers and Directors of Blackstone Inc.
The name and principal occupation of each director and executive officer of Blackstone Inc. are set forth below. The address for each person listed below is c/o Blackstone Inc., 345 Park Avenue, New York, New York 10154. All executive officers and directors listed are United States citizens other than The Honourable Brian Mulroney, who is a citizen of Canada, and Sir John Antony Hood, who is a citizen of New Zealand.
OFFICERS:
Name | Present Principal Occupation or Employment | |
Stephen A. Schwarzman | Founder, Chairman and Chief Executive Officer of Blackstone Inc. | |
Jonathan D. Gray | President, Chief Operating Officer of Blackstone Inc. | |
Michael S. Chae | Chief Financial Officer of Blackstone Inc. | |
John G. Finley | Chief Legal Officer of Blackstone Inc. | |
DIRECTORS: | ||
Name | Present Principal Occupation or Employment | |
Stephen A. Schwarzman | Founder, Chairman and Chief Executive Officer of Blackstone Inc. | |
Jonathan D. Gray | President, Chief Operating Officer of Blackstone Inc. | |
Kelly A. Ayotte | Former United States Senator from New Hampshire | |
Joseph P. Baratta | Global Head of Private Equity at Blackstone Inc. | |
James W. Breyer | Founder and Chief Executive Officer of Breyer Capital | |
Reginald J. Brown | Partner for the law firm, Kirkland & Ellis | |
Sir John Antony Hood | Former President and Chief Executive Officer of the Robertson Foundation and Former Chair of the Rhodes Trust | |
Rochelle B. Lazarus | Chairman Emeritus & Former Chief Executive Officer, Ogilvy & Mather Worldwide | |
Jay O. Light | Dean Emeritus, Harvard Business School | |
The Right Honourable Brian Mulroney | Senior Partner for the Montreal law firm, Norton Rose Fulbright Canada LLP | |
William G. Parrett | Retired CEO of Deloitte Touche Tohmatsu and retired Senior Partner of Deloitte (USA). | |
Ruth Porat | Chief Financial Officer of Alphabet Inc. and Google Inc. |