|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants | $ 11.5 | 05/10/2021 | S | 600,000 | 04/30/2021 | 04/01/2026 | Class A Common Stock | 600,000 | $ 1.54 | 650,000 | I | See footnote (1) | |||
Warrants | $ 11.5 | 05/10/2021 | S | 13,025 | 04/30/2021 | 04/01/2026 | Class A Common Stock | 13,025 | $ 1.5613 | 636,975 | I | See footnote (1) | |||
Warrants | $ 11.5 | 05/19/2021 | S | 36,975 | 04/30/2021 | 04/01/2026 | Class A Common Stock | 36,975 | $ 1.5 | 600,000 | I | See footnote (1) | |||
Warrants | $ 11.5 | 05/20/2021 | S | 103,774 | 04/30/2021 | 04/01/2026 | Class A Common Stock | 103,774 | $ 1.5 | 496,226 | I | See footnote (1) | |||
Warrants | $ 11.5 | 06/15/2021 | S | 6,226 | 04/30/2021 | 04/01/2026 | Class A Common Stock | 6,226 | $ 1.55 | 490,000 | I | See footnote (1) | |||
Warrants | $ 11.5 | 06/17/2021 | S | 4,351 | 04/30/2021 | 04/01/2026 | Class A Common Stock | 4,351 | $ 1.55 | 485,649 | I | See footnote (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
D1 Capital Partners L.P. 9 WEST 57TH STREET 36TH FLOOR NEW YORK, NY 10019 |
X | |||
Sundheim Daniel S. C/O D1 CAPITAL PARTNERS, L.P. 9 WEST 57TH STREET, 36TH FLOOR NEW YORK, NY 10019 |
X |
D1 Capital Partners, L.P., by: /s/ Amanda Hector | 10/08/2021 | |
**Signature of Reporting Person | Date | |
/s/ Daniel S. Sundheim | 10/08/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. |